Stock Clearing Corporation of Philadelphia Rules

Rules

Rule 1.		Definitions
Rule 2.		Membership Application and Requirements
Rule 3.		Participants' Qualifications
Rule 4.		Participants Fund
Rule 5.		Operating Requirements
Rule 6.		Trade Recording and Confirmation of Transactions
Rule 7.		Dividends
Rule 8.		Reserved.
Rule 9.		Margin Accounts
Rule 10.		RIO Accounts
Rule 11.		Ex-Clearing Accounts
Rule 12.		Lien on Securities in Accounts
Rule 13.		Buy-In
Rule 14.		Marking to Market
Rule 15.		Discretionary Termination
Rule 16.		Mandatory Termination
Rule 17.		Insolvency
Rule 18.		Reinstatement
Rule 19.		Suspension of Rules or Extension of Time
Rule 20.		Statements
Rule 21.		Bills Rendered

Rule 22.		Disciplinary Proceedings and Penalties
Rule 23.		Right of Appeal
Rule 24.		Miscellaneous Services
Rule 25.		Late Charge
Rule 26.		Receipt and Release of Trade and Clearing Data with Self-Regulatory Agencies, Clearing Agencies, and/or Service Bureaus
Rule 27.		Insurance
Rule 28.		Financial Reports
Rule 29.		Standard of Care
Rule 30.		Admission to Premises
Rule 31.		Forms
Rule 32.		Business Days
Rule 33.		Facsimile Signatures
Rule 34.		Procedures
Rule 35.		Delegation
Rule 36.		Instruments with Exercise Privileges
Rule 37.		UCC Article 8 Applicability
Rule 38.		Captions


Copyright © 2012 The NASDAQ OMX Group, Inc. All rights reserved.	Back to Top \| Print this Page