NASDAQ OMX PHLX Rules

Rules of the Board of Governors

Rules 1—99		Definitions
Rule 100		Reserved
Rules 101—189		Dealings upon the Exchange
Rules 201—220		Specialists
Rules 225—237		Trading in Unlisted Securities
Rules 241—248		Special Offerings
Rules 251—257		Comparison, Exchange of Tickets and Contracts
Rules 271—279		Settlement of Contracts
Rules 291—294		Loans
Rules 301—309		Deliveries of Stocks and Bonds
Rules 320—344		Assignments and Powers of Substitution
Rules 350—356		Coupon Bonds
Rules 361—371		Computation of Interest for Deliveries of Bonds
Rules 375—377		Deliveries of Rights to Subscribe and Warrants
Rules 380—384		Due-Bills
Rules 388—397		Reclamations
Rules 401—411		Closing Contracts
Rules 421—423		Marking to the Market
Rules 431—434		Dividends, Rights, Warrants
Rules 441—444		Access to and Communication with the Floor
Rules 451—461		Regulation of Trading
Rules 500—599		Allocation, SQT, RSQT, and Evaluation Rules
Rules 600—604		Regulation of Members and Member Organizations
Rule 605		Advertising and Market Letters
Rules 606—652		Wire and other Connections
Rules 700—702		Reserved
Rule 703		Financial Responsibility and Reporting
Rule 704		Assignment of Interest of Partner
Rules 705—712		Fidelity Bonds
Rule 714—716		Net Commission Charge
Rules 721—725		Margins
Rules 741—762		Conduct of Accounts
Rules 771—786		Excessive, Joint, or Discretionary Trading
Rules 791—797		Member Organizations That Are Corporations

Rules 800—868		Listing of Securities
Rules 900—901		Administration of Rules by Membership Department
Rules 902—907		Partnerships
Rules 908—909		Rights Of Permit Holders
Rules 921—924		Member Organizations
Rules 930—932		Transfer Of Foreign Currency Options Participations
Rules 940—949		A-B-C Agreements For Foreign Currency Options Participations
Rule 950		Arbitration
Rules 960—970		Disciplinary Rules
Rules 971—972		Transitional Rules Relating To Demutualization Of The Exchange
Rule 980		Regulatory Services Agreements
Rule 985		Affiliation and Ownership Restrictions
Rule 990		Additional Requirements for Securities Listed on the Exchange Issued by Nasdaq or its Affiliates

Rules 1000—1094		Rules Applicable to Trading of Options on Stocks, Exchange-Traded Fund Shares and Foreign Currencies
Rules 1000A—1106A		Rules Applicable to Trading of Options on Indices
Rules 1000B—1012B		Rules Applicable to Trading of Cash Index Participations